COMPLIANCE CONSULTING & ADVISORY

 

​

Our dedicated team provides a wide range of compliance services to assist financial institutions with their compliance needs.

​

Including:

​

•  Tailoring and review of compliance manuals and risk framework

​

•  Provision of high-quality compliance templates for clients' reference

 

•  Ongoing on-site and off-site compliance support

​

•  Drafting, reviewing and handling of regulatory correspondence and filings

​

•  Reviewing investors files and due diligence documentation

​

•  Regular compliance updates and reports, including assessment of impact

​

•  Compliance calendaring

​

•  Assist with MAS visits and inspections

​

•  Bespoke compliance solutions according to your company's business, scale and other needs

​

 

 

 

​